Securities Admission to Trading

The following securities can be admitted to trading:

• Shares
• Corporate bonds
• Municipal bonds
• Securities of collective investment schemes  

A security is admitted to exchange trading by being included into the exchange list.

The following securities can be included into the exchange list:

• securities that are admitted to exchange trading in the process of their circulation with undergoing a listing procedure  (inclusion into the Exchange Registry);
• securities that are admitted to exchange trading in the process of their circulation or public offering without undergoing a listing procedure  (no inclusion into the Exchange Registry)

I. Admission of securities without undergoing a listing procedure

A security that meets the following requirements can be admitted to exchange trading:

1. A security’s issue and prospectus are duly registered in accordance with the existing legislation of Ukraine
2. The report on results of a security offering has undergone state registration
3. The ban on trading in a security on the stock exchange in accordance with the Ukrainian legislation is absent

The following persons/institutions can be initiators of admittance to exchange trading:

• issuer
• exchange member
• asset management company

Admission to a security offering:

1. Application for offering a security
2. Security information form

II. Listing procedure

A listed security can be admitted to trading on the exchange if it meets the following requirements:

1. A security issue and prospectus are duly registered in accordance with the existing legislation of Ukraine
2. The report on results of a security offering has undergone state registration
3. The ban on trading in a security on the stock exchange in accordance with the Ukrainian legislation is absent

Only an issuer of a security can be initiator of a listing procedure for this security.